Services

Comprehensive Compliance Outsourcing Service

This is a bespoke all encompassing advanced professional service which deals with every aspect of a client's obligations with the FSA including training.

The service is usually carried out at the client's offices in a personalised manner by one of our highly skilled compliance consultants.

Minimal client time on compliance is required. It allows firms to focus on generating income and provides clients with a highly compliant and professional service.

The service is ideally suited to those firms that desire a robust and professional compliance infrastructure beyond reproach from the FSA.

Monthly reports are issued to management followed by high level compliance meetings each month.

The monthly newsletter is sent each month containing valuable news and information.

Other Services

• Project Services
• Compliance Audits and Risk Assessments
• Regular Ongoing Compliance Monitoring Service
• Pre FSA ARROW or Themed Visit Preparation
• Client Designed Implementation Packages
• Newsletter Service
• Helpline (email or telephone) Service
• Industry Seminars and Workshops