Services

Levels of Compliance Services

We provide a wide range of services to meet client needs in terms of compliance and governance performance and compliance problem solving. The following general services are available although other projects are undertaken at the request of clients.

• Project Services
  An array of services to meet client needs where the contract is specific and highly focussed
  
  
• Compliance Audits and Risk Assessments
  Benchmarking health-checks allowing a client to understand where it stands against regulatory standards
  
  
• Comprehensive Compliance Outsourcing Service
  An on site, bespoke all encompassing advanced service which deals with all aspects of a client's obligations with the FSA
  
  
• Regular Ongoing Compliance Monitoring Service
  Proactive monitoring of a client's business activity
  
  
• Pre FSA ARROW or Themed Visit Preparation
  Similar to a compliance health-check but focuses on the ARROW or themed visit
  
  
• Client Designed Implementation Packages
  Resources to assist a client in relation to a specific project and/or task (examples are available if this link is selected)
  
  
• Newsletter Service
  Monthly newsletter containing invaluable information and advice
  
  
• Helpline (email or telephone) Service
  A helpline for ad hoc queries
  
  
• Industry Seminars and Workshops
  Topical issues communicated to the industry