Compliance Advice Service

Sign Up For Our Compliance Advice Service

Swaines are well aware of the challenges that many retail intermediaries face due to a combination of the economic climate and FSA rules and requirements. The Compliance Advice Service has been designed to be highly cost effective whilst still enabling access to Swaines expertise and providing peace of mind that compliance solutions are readily available.

For a monthly fee of £95 + VAT we are able to offer you:

• Compliance advice when needed which will be provided via e-mail and/or telephone
• Online access to Swaines’ comprehensive compliance procedures that covers the needs of IFAs, mortgage brokers and general insurance brokers.
• Onsite compliance assistance in the event of a planned FSA visit
• Swaines monthly compliance news bulletin

Please click here for further details on our Compliance Advice Service and an application.