About Us - Differentiators
Why Do We Stand Out From The Crowd?
Hiring us provides genuine peace of mind
- We have been providing regulatory compliance services since April 1988.
- We have an unblemished record. Our reputation means everything to us.
- We are one of the very few regulatory compliance practitioners to have been approved by the FSA to carry out the role of a Skilled Person.
- We provide compliance services to over 100 clients comprising IFA/intermediary firms (life, investment, pensions, mortgage, general), investment providers, life and pension providers (including friendly societies) and mortgage providers. Our client retention rate of 90% over a period of 17 years is a testimony to our professional services.
- We have experience of the whole spectrum of both the retail and wholesale markets and understand how the two interact.
- We only engage highly experienced and academically qualified compliance practitioners.
- We are independent. There is no conflict of interest with other professional bodies such as accountants or lawyers. This independence allows us to interact with the firm and its other professional advisers to ensure correct unbiased information is used appropriately in your dealings with the FSA.
- All assignments are overseen by our own experienced and permanent staff lead by a Swaines Director.
- The majority of our clients have engaged our services through the referrals of other satisfied clients.
-
We can demonstrate our ability to meet the criteria set out by the FSA's Good Practice Guidance. The Guide can be found here www.fsa.gov.uk and also here www.apcc.org.uk.
|
