Our projects typically include compliance audits and risk assessments, crisis intervention, complaint handling requirements, client transaction investigations, financial promotions vetting, mis-selling reviews, post FSA visit remedial programmes, pre FSA ARROW visit preparation and treating customers fairly initiatives. Please see Services.
FSA dedicated compliance specialists to
Friendly Society Providers : General Insurance Intermediaries : Independent Financial Advisers : Investment Providers : Life and Pension Providers : Mortgage Intermediaries : Mortgage Providers : Multi Tied Intermediaries : Networks : Whole of Market Intermediaries
Specialist FSA compliance services are also available to the financial services divisions of Banks, Building Societies and Credit Card Companies.
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